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Preliminary Regulatory Impact Analysis
and
Preliminary Regulatory Flexibility Analysis

Proposed Rule: 30 CFR Part 62

RIN 1219-AA53




TABLE IV-8: Summary of Net Compliance Costs for § 62.150
Task Total Cost Small M/NM Large M/NM Small Coal Large Coal
Certification $113,620 $30,120 $35,550 $8,100 $39,890
Audiometric Test
Record
$82,175 $23,450 $24,715 $6,240 $27,770
Total $195,835 $53,570 $60,265 $14,340 $67,660

MSHA derived these cost estimates using the following calculations.

Certification Clerical Labor Cost Managerial Labor Cost Cost
SM M/NM 13,779 miners *(0.08 hr
*$16.16/hr + $0.25/file)
2,430 mines *(0.1 hr *
$36.50/hr)
$30,120
LG M/NM 22,328 miners *(0.08 hr
*$16.16/hr + $0.25/file)
301 mines *(0.1 hr *
$36.50/hr)
$35,550
SM Coal 3,851 miners *(0.08 hr
*$16.16/hr + $0.25/file)
536 mines *(0.1 hr *
$40/hr)
$8,100
LG Coal 25,007 miners *(0.08 hr
*$16.16/hr + $0.25/file)
334 mines *(0.1 hr *
$40/hr)
$39,890

Audiometric
Test Record
Clerical Cost Managerial Cost Cost
SM M/NM 13,779 miners *(0.05 hr
*$16.16/hr + $0.25/file)
2,430 mines *(0.1 hr *
$36.50/hr)
$23,450
LG M/NM 22,328 miners *(0.05 hr
*$16.16/hr + $0.25/file)
301 mines *(0.1 hr *
$36.50/hr)
$24,715
SM Coal 3,851 miners *(0.05 hr
*$16.16/hr + $0.25/file)
536 mines *(0.1 hr *
$40/hr)
$6,240
LG Coal 25,007 miners *(0.05 hr
*$16.16/hr + $0.25/file)
334 mines *(0.1 hr *
$40/hr)
$27,770

§ 62.160 Evaluation of Audiogram

Section 62.160 would require the mine operator to have a skilled medical professional compare the annual audiogram to the miner's baseline audiogram to determine if a standard threshold shift or a reportable hearing loss has occurred, giving credit for aging effects.

The section also would require mine operators to instruct the physician or audiologist not to reveal to the operator any findings unrelated to the miner's exposure to noise or wearing hearing protectors. An audiometric retest would be required if the audiogram is found to be invalid. The costs of this section are as follows.

TABLE IV-9: Summary of Net Compliance Costs for § 62.160
Task All Mines SM M/NM LG M/NM SM Coal LG Coal
Audiometric Retests $696,380 $144,300 $234,080 $42,400 $275,600
Provide Info/Instruct $82,175 $23,450 $24,715 $6,240 $27,770
Copy of Audiogram $113,620 $30,120 $35,550 $8,100 $39,890
Total $892,175 $197,870 $294,345 $56,740 $343,260

These cost estimates were determined using the following calculations. These estimates reflect the number of miners who are not covered by a voluntary HCP with audiometric testing. MSHA estimates that 5% of small mines and 20% of large mines voluntarily offer an HCP.

Provide
Info.
Clerical Cost Managerial Cost Cost
SM M/NM 13,779 miners *(0.05 hr *
$16.16/hr + $0.25/copy)
2,430 mines *(0.1 hr *
$36.50/hr)
$23,450
LG M/NM 22,328 miners *(0.05 hr *
$16.16/hr + $0.25/copy)
301 mines *(0.1 hr *
$36.50/hr)
$24,715
SM Coal 3,851 miners *(0.05 hr *
$16.16/hr + $0.25/copy)
536 mines *(0.1 hr *
$40/hr)
$6,240
LG Coal 25,007 miners *(0.05 hr *
$16.16/hr + $0.25/copy)
334 mines *(0.1 hr *
$40/hr)
$27,770

Copy Clerical Cost Managerial Cost Cost
SM M/NM 13,779 miners *(0.08 hr *
$16.16/hr + $0.25/copy)
2,430 mines *(0.1 hr *
$36.50/hr)
$30,120
LG M/NM 22,328 miners *(0.08 hr *
$16.16/hr + $0.25/copy)
301 mines *(0.1 hr *
$36.50/hr)
$35,550
SM Coal 3,851 miners *(0.08 hr *
$16.16/hr + $0.25/copy)
536 mines *(0.1 hr *
$40/hr)
$8,100
LG Coal 25,007 miners *(0.08 hr *
$16.16/hr + $0.25/copy)
334 mines *(0.1 hr *
$40/hr) $40/hr)
$39,890

Retests Cost Calculation Cost
SM M/NM 1,720 miners * [$50/exam + (1.5 hrs * $22.60/hr)] $144,300
LG M/NM 2,790 miners * [$50/exam + (1.5 hrs * $22.60/hr)] $234,080
SM Coal 480 miners * [$50/exam + (1.5 hrs * $25.40/hr)] $42,400
LG Coal 3,126 miners * [$50/exam + (1.5 hrs * $25.40/hr)] $275,600

§ 62.170 Follow-up Evaluation

If a valid audiogram cannot be obtained due to a medical pathology of the ear which the physician or audiologist suspects was caused or aggravated by the miner's exposure to noise or the wearing of hearing protectors, the operator would be required to have a clinical audiological evaluation or an otological examination performed on the miner; the costs of additional tests and exams would have to be paid by the mine operator. If a reportable hearing loss is confirmed, the mine operator must report it to MSHA under existing 30 CFR part 50 requirements.

Additionally, the mine operator would be required to provide instructions to the physician or audiologist. These instructions would tell the physician that if the medical pathology of the ear is not work-related that the physician should inform the miner of the need for an otological examination. The operator must also instruct the physician not to reveal to the operator any specific findings or diagnoses unrelated to the miner's noise exposure or the wearing of hearing protection without the written consent of the miner. The mine operator would also need to notify the miner of the need to take the exam.

MSHA estimates that 24 mine operators (17 metal/nonmetal; 7 coal) would need to send miners for an otological evaluation. Metal/nonmetal mine operators would send 264 (90 from small mines; 174 from large mines) miners for testing. Coal mine operators would send 220 (24 from small mines and 196 from large mines) miners for testing. MSHA did not adjust its calculation to reflect the numbers of miners covered by a voluntary HCP since the Agency anticipates that such HCPs would not include a requirement for otological testing.

These estimates are based on the assumption that 5% of the retested miners (0.0062% of all miners audiometrically tested), earning about $22.60 per hour at metal/nonmetal mines and about $25.40 per hour at coal mines, would need an otological evaluation and that it would take two hours for the exam and evaluation. An otological exam would cost about $250.

The costs of this section are provided below.

TABLE IV-10: Summary of Net Compliance Costs for § 62.170
Total Cost Small M/NM Large M/NM Small Coal Large Coal
Exam Cost $144,110 $26,570 $51,365 $7,220 $58,955
Notice to
Miner
$835 $190 $275 $55 $315
Notice to M.D. $835 $190 $275 $55 $315
Total $145,780 $26,950 $51,915 $7,330 $59,585

The following table details how these cost estimates were derived.

Otological Exams Cost Calculation Cost
SM M/NM 90 miners * [$250/exam + (2 hrs *
$22.60/hr)]
$26,570
LG M/NM 174 miners * [$250/exam + (2 hrs *
$22.60/hr)]
$51,365
SM Coal 24 miners * [$250/exam + (2 hrs *
$25.40/hr)]
$7,220
LG Coal 196 miners * [$250/exam + (2 hrs *
$25.40/hr)]
$58,955

§ 62.180 Follow-up Corrective Measures.

Under the proposal, within 30 days of receiving evidence of a work-related STS, the mine operator would be required to perform the following corrective tasks: (1) retrain miner and keep a record of retraining, (2) permit miner to select additional or different hearing protector from among those offered by mine operator (see §62.125 for cost of HPDs), and (3) review the effectiveness of engineering and administrative controls to identify and correct any deficiencies.

MSHA expects that a work-related STS would be found in all of the reexamined miners. The cost of retraining and refitting miners with an STS would be about $43,980 for metal/nonmetal mine operators ($17,350, small; $26,630, large). For coal mine operators, the annual cost would total $38,660 ($5,200, small; $33,460, large). MSHA estimates that 20 minutes would be needed to refit and retrain a miner. About 370 metal/nonmetal mine operators (320, small; 50 large) would perform this task for 5,299 miners (1,808 miners for small mines and 3,491 miners for large mines). In addition, 120 coal mine operators (70 small; 50 large) would have to refit and retrain 4,415 miners (507 miners at small mines and 3,908 miners at large mines).

The costs of refitting and retraining is found by adding the miners' labor cost (number of miners times the time to train times the wage rate) plus the supervisor's labor cost (number of mines multiplied by the time to train multiplied by the wage rate). For these calculations, MSHA did not adjust the number of miners (or mines) for those who are covered by an HCP. All miners found to have an STS must be retrained. The Agency does not believe current HCPs include this retraining requirement. Here are the cost calculations.

Miners' Labor Cost Supervisor's Labor Cost Cost
SM M/NM 1,808 miners * 0.33 hr *
$22.60/hr
320 mines * 0.33 hr *
$36.50/hr
$17,350
LG M/NM 3,491 miners * 0.33 hr *
$22.60/hr
50 mines * 0.33 hr *
$36.50/hr
$26,630
SM Coal 507 miners * 0.33 hr *
$25.40/hr
70 mines * 0.33 hr * $40/hr $5,200
LG Coal 3,908 miners * 0.33 hr *
$25.40/hr
50 mines * 0.33 hr * $40/hr $33,460

Along with the retraining costs, the proposal would require mine operators to prepare and retain a certification of retraining. The costs of completing this task are computed by multiplying the number of miners who are retrained by the sum of a photocopy cost plus the clerical labor cost (clerical wage rate times the time to prepare the certification). These costs are given by the following equations.

Cost Calculation Total Cost
SM M/NM 1,808 miners * [$0.25/copy + (0.05 hr * $16.16/hr)] $1,915
LG M/NM 3,491 miners * [$0.25/copy + (0.05 hr * $16.16/hr)] $3,685
SM Coal 507 miners * [$0.25/copy + (0.05 hr * $16.16/hr)] $540
LG Coal 3,908 miners * [$0.25/copy + (0.05 hr * $16.16/hr)] $4,140

The cost of reviewing administrative and engineering controls would be $6,515 for the industry ($3,415 metal/nonmetal mine operators; $3,645, coal mine operators). About 50 metal/nonmetal mine operators would perform this function. In addition, 60 coal mine operators would also need to review administrative and engineering controls. MSHA estimates that 0.75 hour would be spent by small mines in doing so; large mines would need 1.5 hours of supervisory time to accomplish this task.

The Agency calculated this cost by multiplying the number of mine operators which use administrative controls and which have a miner with an STS by the managerial labor cost and the clerical labor cost. MSHA did not adjust these numbers to reflect the influence of having a voluntary HCP as an HCP would not normally address this requirement. Here are the calculations.

Managerial Labor Cost Clerical Labor Cost Cost
SM M/NM 15 mines *(0.75 hr *
$36.50/hr)
15 mines * (0.5 hr *
$16.16/hr)
$520
LG M/NM 35 mines *(1.5 hr *
$36.50/hr)
35 mines * (0.75 hr *
$16.16/hr)
$2,355
SM Coal 20 mines *(0.75 hr * $40/hr) 20 mines * (0.5 hr *
$16.16/hr)
$760
LG Coal 40 mines *(1.5 hr * $40/hr) 40 mines * (0.75 hr *
$16.16/hr)
$2,885

The cost of permitting a miner to select a different type of hearing protection would be minimal. MSHA estimates that the mine operators would have at least two types of hearing protection available to satisfy the proposal's requirements. The selection of a different type would take a nominal amount of time. The following table summarizes the net compliance costs associated with follow-up corrective measures.

TABLE IV-11: Summary of Net Compliance Costs for § 62.180
Total Cost Small M/NM Large M/NM Small Coal Large Coal
Retraining $82,640 $17,350 $26,630 $5,200 $33,460
Certificate $10,285 $1,915 $3,685 $540 $4,140
Review Controls $6,520 $520 $2,355 $760 $2,885
Total $99,440 $19,785 $32,670 $6,500 $40,485

§ 62.190 Notification of Results

The proposal is new and would require the mine operator to notify miners of the test results within 21 days of the test or evaluation of results. Further, it requires that work-related hearing losses be reported to MSHA. MSHA estimates that 12.5% of miners who are audiometrically tested in an HCP would need to be retested for determination of an STS; that would be 4,513 metal/nonmetal miners and 3,607 coal miners. An otological exam would need to be performed on 264 metal/nonmetal miners and 220 coal miners.

Based on an average wage rate of $16.16 per hour for a clerical/secretarial worker, MSHA estimates that the cost of this section is $128,710 for the industry. Metal/nonmetal mine operators would have estimated costs of $74,340 ($34,070, small mines; $40,270, large mines). Coal mine operators would have estimated costs of $54,370 ($9,170, small mines; $45,200, large mines).

MSHA estimates that it requires about 0.08 hour to prepare a written notice and to notify each miner; 0.1 hour of supervisory time would be required to give directions to the clerical worker and to approve the final notice.

The proposal would require mine operators to notify miners of an STS or of the need for an otological exam if the hearing loss were found not to be work-related. MSHA estimates an average of 0.08 hour of clerical time would be needed per notice and 0.1 hour of supervisory time would be spent giving instructions and approving the final notice.

The costs of reporting to MSHA a reportable hearing loss are allocable to costs of complying with 30 CFR part 50.

The following chart summarizes the costs of this section.

TABLE IV-12: Summary of Net Compliance Costs for § 62.190
Task Total Cost Small M/NM Large M/NM Small Coal Large Coal
Inform Test Results $113,620 $30,120 $35,550 $8,100 $39,890
Inform STS/oto exam $15,050 $3,950 $4,720 $1,070 $5,310
Total Cost $128,710 $34,070 $40,270 $9,170 $45,200

Here are the cost calculations.

Certification Clerical Cost Managerial Cost Cost
SM M/NM 13,779 miners *(0.08 hr
*$16.16/hr + $0.25/copy)
2,430 mines *(0.1 hr *
$36.50/hr)
$30,120
LG M/NM 22,328 miners *(0.08 hr
*$16.16/hr + $0.25/copy)
301 mines *(0.1 hr *
$36.50/hr)
$35,550
SM Coal 3,851 miners *(0.08 hr
*$16.16/hr + $0.25/copy)
536 mines *(0.1 hr *
$40/hr)
$8,100
LG Coal 25,007 miners *(0.08 hr
*$16.16/hr + $0.25/copy)
334 mines *(0.1 hr *
$40/hr)
$39,890

Clerical Cost Managerial Coat Cost
SM M/NM (1,722 + 90 miners) *($0.25 +
$16.16/hr * 0.08 hr)
320 mines * $36.50/hr * 0.1 hr $3,950
LG M/NM (2,791 + 174 miners) *($0.25
+ $16.16/hr * 0.08 hr)
40 mines * $36.50/hr * 0.1 hr $4,720
SM Coal (481 + 24 miners) *($0.25 +
$16.16/hr * 0.08 hr)
73 mines * $40/hr * 0.1 hr $1,070
LG Coal (3,126 + 196 miners) *($0.25
+ $16.16/hr * 0.08 hr)
44 mines * $40/hr * 0.1 hr $5,310

§ 62.200 Access to Records

The proposal is new and would require the mine operator, upon request, to provide access to records to authorized representatives of the Secretaries of Labor and Health and Human Services as well as to the miner and the miner's designated representative. The proposal specifies a time period of 15 calendar days of the written request that the mine operator would have to comply with the request which MSHA believes provides ample time. The proposal further clarifies the meaning of access.

MSHA estimates that 4-5 minutes of clerical time would be needed to photocopy records. One percent of miners (or their designated representatives) are anticipated to request access per year (1,110 metal/nonmetal miners; 757 coal miners).

In addition, the proposal would require mine operators to give copies of all records required by this part to miners when they terminate their employment. For metal/nonmetal mine operators, the miner attrition rate is 11.4% for small mines and 6.4% for large mines. The provision would apply to 4,021 miners of small metal/nonmetal mines and 4,844 miners of large metal/nonmetal mines. The rates for the coal industry are 5.8% and 1.9% respectively. The provision would apply to 523 miners of small coal mines and 1,267 miners of large coal mines.

MSHA estimates the costs of this section to be $8,375 for small metal/nonmetal mine operators and $10,490 for large metal/nonmetal mine operators to provide access and copies to 4,371 miners at small mines and 5,604 miners at large mines. MSHA estimates that coal operators would spend $4,845 ($1,190 for small mines and $3,655 for large mines) to provide this service for 613 miners at small mines and 1,937 miners at large mines.

TABLE IV-13: Summary of Net Compliance Costs for § 62.200
Total Cost Small M/NM Large M/NM Small Coal Large Coal
Access to Records $23,710 $8,375 $10,490 $1,190 $3,655

The costs of this provision are found by summing the costs of the clerical worker with the managerial labor cost. The costs of the clerical worker are found by multiplying the number of miners times the sum of the copy cost plus the clerical wage rate times the time to process a request. The managerial labor costs are found by multiplying the number of mines affected by the time to give instructions by the supervisor's wage rate. The calculations are provided below. This provision implements section 101 (a) of the Mine Act.

Clerical Cost Managerial Coat Cost
SM M/NM (353 + 4,021 miners) *($0.25 +
$16.16/hr * 0.1 hr)
60 mines * $36.50/hr * 0.1
hr
$8,375
LG M/NM (757 + 4,844 miners) *($0.25 +
$16.16/hr * 0.1 hr)
10 mines * $36.50/hr * 0.1
hr
$10,490
SM Coal (90 + 523 miners) *($0.25 +
$16.16/hr * 0.1 hr)
15 mines * $40/hr * 0.1 hr $1,190
LG Coal (667 + 1,267 miners) *($0.25 +
$16.16/hr * 0.1 hr)
10 mines * $40/hr * 0.1 hr $3,655

§ 62.210 Transfer of Records

This section would require the mine operator to transfer all records required by this part to the successor mine operator. The mine operator shall notify miners of their right to access records if no successor operator exists.

Based upon data compiled by the U.S. Department of the Interior, Bureau of Mines, MSHA projects that the mine closure rate is about 5.8% at small metal/nonmetal mines, 1.0% at large metal/nonmetal mines, 12.5% at small coal mines, and 1.9% at large coal mines. This translates to 571 mines which close each year (361 small metal/nonmetal, 10 large metal/nonmetal, 160 small coal, 40 large coal).

MSHA estimates that making a photocopy of records for an individual miner would take only 5-6 minutes. The labor cost is estimated to be $16.16 per hour for a clerical worker or secretary. MSHA estimates that it would take 0.1 hour for the mine operator to give instructions to the secretary.

The annually recurring cost for compliance with this provision of the proposal would be minimal, amounting to $5,040 for industry compliance ($2,950, metal/nonmetal mines; $2,090, coal mines).

TABLE IV-14: Summary of Net Compliance Costs for § 62.210
Total Cost Small M/NM Large M/NM Small Coal Large Coal
Records Transfer $5,040 $2,740 $210 $1,285 $805

These costs were computed taking the sum of the clerical labor cost (number of mines times clerical wage rate times the time to transfer) plus the managerial labor cost (number of mines times managerial wage rate times the time to give instructions). The calculations are illustrated below.

Clerical Labor Cost Managerial Labor Cost Total
SM M/NM 361 mines * 0.25 hr *
$16.16/hr
361 mines * 0.1 hr *
$36.50/hr
$2,740
LG M/NM 10 mines * 1 hr * $16.16/hr 10 mines * 0.1 hr * $36.50/hr $210
SM Coal 160 mines * 0.25 hr *
$16.16/hr
160 mines * 0.1 hr * $40/hr $1,285
LG Coal 40 mines * 1 hr * $16.16/hr 40 mines * 0.1 hr * $40/hr $805

CONTRACTORS

The proposed requirements of this rule would be applicable to contract workers. There are about 27,170 coal contractors (14,310 work at small coal mines, 12,860 work at large coal mines) and 33,900 metal/nonmetal contractors (12,920 work at small metal/nonmetal mines, 20,975 work at large metal/nonmetal mines. MSHA, however, does not have data to determine their noise exposure, duration of their employment at a specific mine, nor the type of noise preventive personal protective equipment which is supplied to them by their employers. MSHA requests information from the mining public to assist in determining the impact of the proposal on contractors, both at metal/nonmetal and coal mines.

To derive an estimate of the proposal's impact relative to contractors, MSHA made two key assumptions. The Agency assumed that the distribution of noise exposure for contractors would be identical as that of miners. In addition, MSHA assumed that the percent of employers that provide HPDs for contractors would be the same as that for miners.

MSHA estimates that compliance would cost at least $541,640 for hearing protectors and training. Metal/nonmetal mine operators would spend about $316,320; coal operators would spend an estimated $225,320.

TABLE IV-15: Summary of Net Compliance Costs for Contractors
Total Cost Small M/NM Large M/NM Small Coal Large Coal
Training $337,995 $64,655 $103,110 $85,400 $84,830
Training
Certification
$45,280 $9,170 $14,620 $10,780 $10,710
HPDs $158,365 $104,030 $20,735 $30,565 $3,035
Total $541,640 $177,855 $138,465 $126,745 $98,575

These cost estimates were derived as follows.

Training
Costs
# Contract
Workers
Proportion
> 85 dBA
Training time
(hours)
Aver Industry
Wage Rate
Total Cost
SM M/NM 12,920 .671 .33 $22.60 $65,655
LG M/NM 20,975 .659 .33 $22.60 $103,110
SM Coal 14,310 .712 .33 $25.40 $85,400
LG Coal 12,860 .787 .33 $25.40 $84,830

Training
Cert.
#
Contract
Workers
Proportion
> 85
dBA
Cert.
Prep time
(hours)
Aver
Industry
Wage Rate
Photocopy
Cost
Total
Cost
SM M/NM 12,920 .671 .05 $16.16 $0.25 $9,170
LG M/NM 20,975 .659 .05 $16.16 $0.25 $14,620
SM Coal 14,310 .712 .05 $16.16 $0.25 $10,780
LG Coal 12,860 .787 .05 $16.16 $0.25 $10,710

HPDs Cost #
Contract
Workers
Proportion
> 85
dBA
Proportion
Employer HPD
not Provided
Aver HPD Cost Total Cost
SM M/NM 12,920 .671 .4 $30 $104,030
LG M/NM 20,975 .659 .05 $30 $20,735
SM Coal 14,310 .712 .1 $30 $30,565
LG Coal 12,860 .787 .01 $30 $3,035

FEASIBILITY

As discussed in detail in Part IV of the preamble of the proposed rule, MSHA has concluded that the requirements of the proposed rule are feasible for the mining industry.

Prior to the preproposal draft notice for rulemaking on noise exposure, MSHA conducted an examination of the feasibility of engineering noise controls. This initial study was performed for metal and nonmetal mines. The study revealed that engineering controls such as retrofitting equipment and the use of noise dampening fields would be economically and technologically feasible on specific types of equipment. The study was organized by feasibility per equipment type.

For haulage equipment (shuttle cars, haul trucks, etc), draglines, shovels, and portable crushers, engineering controls can be added to reduce noise exposure; for each type of equipment, a three to five decibel reduction was expected. In addition, the study suggested that such changes would be economically feasible as the controls would cost from $700 to $1,000 per machine. This figure can be amortized over the life of the equipment and the annualized cost is low.

MSHA anticipates that the most expensive engineering controls to be retrofitting machinery with acoustically treated cabs which could cost up to $13,000. In looking at these options, MSHA would expect that mine operators would consider the noise reduction of the controls as to their relationship to getting below the PEL. The age and remaining productive life of the equipment would be factors. In situations where cabs are not feasible, MSHA anticipates the use of less costly and effective controls, including the placement of acoustic materials on the firewall and in the operator's compartment, or the addition of a muffler.

The greatest issues concerning feasibility center on the financial ability of mine operators to install engineering controls. Although the total cost of engineering controls is a small fraction of the value of all mining production, some individual mine operators, notably small operators, may have difficulty in achieving full compliance immediately due to the expected financial outlay for engineering controls. However, ultimate compliance with the proposal is expected to be achieved.

As further discussed in Part IV of the preamble, and in the Initial Regulatory Flexibility Analysis, MSHA considered some additional regulatory alternatives that would have resulted in more extensive use of engineering controls. MSHA believes that these alternatives might not be feasible at this time for the mining industry.

V. REGULATORY FLEXIBILITY CERTIFICATION

In accordance with § 605 of the Regulatory Flexibility Act (RFA), the Mine Safety and Health Administration certifies that the noise proposal does not have a significant economic impact on a substantial number of small entities. MSHA considers small mines to be mines with fewer than 20 employees. However, for the purposes of the RFA and this certification, MSHA has also evaluated the impact of the proposal on mines up to and including those with fewer than 500 employees. No small governmental jurisdictions or nonprofit organizations are affected. Under the Small Business Regulatory Enforcement Fairness Act (SBREFA) amendments to the RFA, MSHA must include in the proposal a factual basis for this certification. The Agency also must publish the regulatory flexibility certification statement in the Federal Register, along with the factual basis, followed by an opportunity for comment by the public. The Agency has consulted with the Small Business Administration (SBA) Office of Advocacy and believes that this analysis provides a reasonable basis for the certification in this case.

MSHA specifically solicits comment on the Agency's determination in this regulatory flexibility certification statement, including cost data and data sources. To facilitate the public participation in the rulemaking process, MSHA will mail a copy of the proposed rule, including the preamble and regulatory flexibility certification statement, to every mine operator.

Factual basis for certification. The Agency has used a quantitative approach in concluding that the proposed rule does not have a significant impact on a substantial number of small entities. The Agency performed its analysis separately for two groups of mines: the coal mining sector as a whole, and the metal and nonmetal mining sector as a whole. Based on a review of available sources of public data on the mining industry, the Agency believes that a quantitative analysis of the impacts on various mining subsectors (i.e., beyond the 4-digit SIC level) may not be feasible. The Agency requests comments, however, on whether there are special circumstances that warrant separate quantification of the impact of this proposal on any mining subsector, and information on how it might readily obtain the data necessary to conduct such a quantitative analysis. The Agency is fully cognizant of the diversity of mining operations in each sector, and has applied that knowledge as it developed the proposal.

Under the RFA, MSHA must use the SBA definition for a small mine of 500 employees or fewer or, after consultation with the SBA Office of Advocacy, establish an alternative definition for the mining industry by publishing that definition in the Federal Register for notice and comment. The alternative definition could be the Agency's traditional definition of "fewer than 20 miners," or some other definition. As reflected in the certification, MSHA analyzed the costs of this proposal for small and large mines using both the traditional Agency definition, and SBA's definition, as required by RFA, of a small mine. The Agency compared the costs of the proposal for small mines in each sector to the revenues and profits for each sector for every size category analyzed. In each case, the results indicated that the costs as a percent of revenue are less than 1%. Further, the costs do not appear to have any appreciable impact on profits.

The following table summarizes the results of this analysis for mines which employ fewer than 500 miners, at various sizes.

Small Mines: Costs Compared to Revenues and Profits
Estimated
Costs
(thous.)
Estimated
Revenue
(millions)
Average
profit as %
of revenue
Total
estimated
profits
(million)
Estimated
cost per
small mine
Cost as %
of revenue
Cost as %
of profit
COAL MINES
Small <20 ($45) $855 3.82% $33 ($26) -0.01% -0.14%
Large >=20 $332 $19,094 3.82% $729 $293 0.00% 0.05%
Small <50 $586 $3,542 3.82% $135 $237 0.02% 0.43%
Large >=50 $16,408 3.82% $627 ($709) 0.00% -0.05%
Small <100 $832 $6,061 3.82% $232 $309 0.01% 0.36%
Large >=100 ($545) $13,888 3.82% $531 ($2,684) 0.00% -0.10%
Small <250 $677 $12,624 3.82% $482 $240 0.01% 0.14%
Large >=250 ($391) $7,326 3.82% $280 ($5,140) -0.01% -0.14%
Small <500 $382 $19,117 3.82% $730 $132 0.00% 0.05%
Large >=500 ($95) $831 3.82% $32 ($8,660) -0.01% -0.30%
M/NM MINES
Small <20 $4,437 $11,929 4.55% $543 $479 0.04% 0.82%
Large >=20 $3,600 $26,071 4.55% $1,186 $2,324 0.01% 0.30%
Small <50 $5,731 $18,814 4.55% $856 $557 0.03% 0.67%
Large >=50 $2,306 $19,186 4.55% $873 $4,359 0.01% 0.26%
Small <100 $6,323 $23,047 4.55% $1,049 $599 0.03% 0.60%
Large >=100 $1,714 $14,953 4.55% $680 $6,418 0.01% 0.25%
Small <250 $7,037 $29,558 4.55% $1,345 $655 0.02% 0.52%
Large >=250 $1,000 $8,442 4.55% $384 $14,492 0.01% 0.26%
Small <500 $7,571 $32,134 4.55% $1,462 $702 0.02% 0.52%
Large >=500 $466 $5,866 4.55% $267 $17,249 0.01% 0.17%

In determining revenues for coal mines, MSHA multiplied coal production data (in tons) for mines in specific size categories (reported to MSHA quarterly) by the average price per ton (from the Department of Energy, Energy Information Administration, Annual Energy Review 1995). For metal and nonmetal mines, the Agency estimated revenues for specific mine size categories as the proportionate share of these mines' contribution to the Gross National Product (from the Department of the Interior, former Bureau of Mines, Mineral Commodity Summaries 1996). Average profit as a percent of revenue for both coal mines and metal and nonmetal mines comes from Dun & Bradstreet Information Services, Industry Norms & Key Business Ratios, 1993-94.

Based on the information in the Agency's preliminary Regulatory Impact Analysis (summarized in the "costs" table in the Question and Answer section of this preamble), the costs of the proposal for all metal and nonmetal mines with fewer than 20 employees would be $4.6 million; the average cost of the proposal for a small metal and nonmetal mine with fewer than 20 employees is about $500. The average cost of the proposal for a small metal and nonmetal mine with fewer than 500 employees is about $700. For small coal mines with fewer than 20 employees, the proposal is estimated to result in a small net savings of about $30. This savings results from the proposed elimination of a substantial paperwork burden htat now exists in the coal mine sector for monitoring miners' noise exposures. For small coal mines with fewer than 500 employees, the proposal is estimated to result in a net cost of about $130.

Regulatory alternatives rejected. The limited impacts on small mines, regardless of size definition, reflect decisions by MSHA not to propose more costly regulatory alternatives. In considering regulatory alternatives for small mines, MSHA must observe the requirements of its authorizing statute. Section 101(a)(6)(A) of the Mine Act requires the Secretary to set standards which most adequately assure, on the basis of the best available evidence, that no miner will suffer material impairment of health over his/her working lifetime. In addition, the Mine Act requires that the Secretary, when promulgating mandatory standards pertaining to toxic materials or harmful physical agents, consider other factors, such as the latest scientific data in the field, the feasibility of the standard and experience gained under the Act and other health and safety laws. Thus, the Mine Act requires that the Secretary, in promulgating a standard, attain the highest degree of health and safety protection for the miner, based on the "best available evidence," with feasibility as a consideration.

As a result of this statutory requirement, MSHA seriously considered two alternatives that would have significantly increased costs for small mine operators lowering the PEL to a TWA8 of 85 dBA, and lowering the exchange rate to 3 dB. In both cases, the scientific evidence in favor of these approaches was strong. But in both cases, for the purpose of this proposal, MSHA has concluded that it may not be feasible for the mining industry to accomplish these more protective approaches. The impact of these approaches on small mine operators was an important consideration in this regard. Part IV of this preamble contains a full discussion of MSHA's preliminary conclusions about these alternatives. The public is invited to propose other alternatives for consideration.

Paperwork impact. In accordance with the Regulatory Flexibility Act and the Paperwork Reduction Act of 1995 (PRA 95), MSHA has analyzed the paperwork burden for small mines. While the proposal results in a net paperwork burden decrease for all mines, it results in an increase in paperwork hours. For mines with fewer than 20 miners the proposal would result in an increase of about 18,800 hours, and with fewer than 500 miners it would result in a decrease of about 14,985 hours. The bulk of the new hours (greater than 80%) is derived from the audiometric testing program and procedures. While mines with fewer than 20 employees in the coal and metal and nonmetal sectors will have extra burden hours associated with new requirements, the net burden hours for small coal mines are actually reduced, because the proposal would eliminate current requirements for biannual noise surveys and other miscellaneous reports and surveys in that sector. However, at this size level, there are more metal and nonmetal mines than there are coal mines. Thus, at this size level, the proposal would result in a net gain in paperwork burdens.

As required by PRA 95, MSHA has included in its paperwork burden estimates the time needed to perform tasks associated with information collection. For example, the proposed rule requires a mine operator to notify a miner if the miner's noise exposure exceeds the action level. In order to determine if notification is necessary, the mine operator must perform dose determination monitoring. Although completion of the notification would take 0.05 hour on average, the time for dose determination must be included in the burden estimate according to the new paperwork law. The proposal's average paperwork burden per small metal and nonmetal mine is 4.8 hours and per small coal mine is 6 hours.

Other relevant matters. In accordance with the Small Business Regulatory Enforcement Fairness Act (SBREFA), MSHA is taking actions to minimize the compliance burden on small mines. As discussed in the "Questions and Answers" section of this preamble, MSHA is committed to writing the final rule in plain English, so that it can be easily understood by small mine operators. The proposed effective date of the rule would be a year after final promulgation, to provide adequate time for small mines to achieve compliance. Also, as stated previously, MSHA will mail a copy of the proposed rule to every mine operator which primarily benefits small mine operators. The Agency has committed itself to issuance of a compliance guide for all mines, and has invited comment on whether compliance workshops or other such approaches would be valuable.

MSHA is considering whether to continue to use "fewer than 20 miners" as the definition of a small mine for purposes of the Regulatory Flexibility Act (RFA). For this rulemaking's Regulatory Flexibility Analysis, the Agency is using fewer than 20 employees, in addition to the SBA's definition of fewer than 500, as required by the RFA. MSHA presently is consulting with the SBA Office of the Chief Counsel for Advocacy in order to determine an appropriate definition to propose to the public for comment in the future. For purposes of this proposed rule on noise, MSHA has continued its past practice of using "under 20 miners" as the appropriate point of reference, in addition to SBA's definition. Reviewers will note that the paperwork and cost discussions continue to refer to the impacts on "small" mines with fewer than 20 employees. The Agency has not established a definition of "small entity" for purposes of the final rule. Based on this analysis, MSHA concludes that whatever definition of "small entity" is eventually selected, the proposed noise rule does not have a significant economic impact on a substantial number of small entities.

VII. UNFUNDED MANDATES REFORM ACT OF 1995

MSHA has determined that, for purposes of § 202 of the Unfunded Mandates Reform Act of 1995, this proposal does not include any Federal mandate that may result in increased expenditures by State, local, or tribal governments in the aggregate of more than $100 million, or increased expenditures by the private sector of more than $100 million. Moreover, the Agency has determined that for purposes of § 203 of that Act, this proposed rule does not significantly or uniquely affect small governments.

Background. The Unfunded Mandates Reform Act was enacted in 1995. While much of the Act is designed to assist the Congress in determining whether its actions will impose costly new mandates on State, local, and tribal governments, the Act also includes requirements to assist Federal agencies to make this same determination with respect to regulatory actions.

Analysis. Based on the analysis in the Agency's preliminary Regulatory Impact Statement (summarized in the "cost" table in the Questions and Answers section of this preamble), the cost of this proposed rule for the entire mining industry is less than $10 million. Accordingly, there is no need for further analysis under § 202 of the Unfunded Mandates Reform Act.

MSHA has concluded that small governmental entities are not significantly or uniquely impacted by the proposed regulation. The proposed rule will impact approximately 14,000 coal and metal and nonmetal mining operations; however, increased costs would be incurred only by those operations where noise exposures exceed the allowable limits. MSHA estimates that approximately 350 sand and gravel or crushed stone operations are run by state, local, or tribal governments and would be impacted by this rule. MSHA anticipates that these entities would be able to reduce noise exposure below the PEL via engineering and administrative controls and would not need to use a Hearing Conservation Program, thereby minimizing their costs. MSHA estimates that increased costs for these entities would be about $500 per year which would be partially offset by reduced worker compensation costs. Other tangible benefits include reduction in the number of cases of hearing impairment in these entities.

When MSHA issues the proposed rule, the Agency will affirmatively seek input of any state, local, and tribal government which may be affected by the noise rulemaking. This would include state and local governmental entities who operate sand and gravel mines in the construction and repair of highways and roads. MSHA will mail a copy of the proposed rule to approximately 350 such entities.

Following is MSHA's state-by-state listing of sand and gravel mines owned or operated by state or local governments. The Agency welcomes any corrections.

STATE/COUNTY OWNED/OPERATED SAND & GRAVEL OPERATIONS
(as of 12/08/95)
STATE State Owned County Owned City Owned
ARIZONA 2 2
ARKANSAS 5
CALIFORNIA 4
COLORADO 4 27
IDAHO 13
ILLINOIS 2
INDIANA 5
IOWA 2
KANSAS 2
MAINE 5
MARYLAND 6
MICHIGAN 8
MISSISSIPPI 5
MISSOURI 8
MONTANA 8 34
NEBRASKA 2
NEVADA 1
NEW MEXICO 4
NEW YORK 15 95
OKLAHOMA 2
OREGON 11
PENNSYLVANIA 1
SOUTH CAROLINA 1
SOUTH DAKOTA 15
TENNESSEE 3
TEXAS 6
UTAH 1 5
VERMONT 11
WASHINGTON 9
WISCONSIN 20 1
WYOMING 1
TOTAL 346 20 212 114

VII. PAPERWORK REDUCTION ACT of 1995

The proposal contains information collection requirements in §§ 62.120, 62.130, 62.140, 62.150, 62.160, 62.170, 62.180, 62.190, 62.200, and 62.210. Those required to provide the information are mine operators and individuals who are paid to perform tasks for the mine operator (e.g., physicians reporting the results of audiograms to the mine operator).

The following chart presents the paperwork requirements by section.

TABLE VII-1: Summary of Net Information Collection Burden Hours
Imposed by Proposal by Section
SECTION PAPERWORK REQUIREMENT & ASSOCIATED TASKS HOURS
62.120 Evaluate miners' noise exposure; notify miner of
overexposure; prepare and post administrative controls; give
miners copy of administrative controls.
(135,250)
62.130 Prepare and file a training certification. 10,270
62.140 Perform audiograms; notify miners to appear for testing and
need to avoid high noise.
69,930
62.150 Compile an audiometric test record; obtain a certification. 9,175
62.160 Provide information and audiometric test record; perform
audiometric retests
21,350
62.170 Perform otological evaluations and provide information and
notice.
1,045
62.180 Prepare a training certification for retrained miners;
review effectiveness of engineering and administrative
controls.
700
62.190 Inform miner of test results; inform miner of STS. 6,300
62.200 Provide access to records. 1,255
62.210 Transfer records. 235

These paperwork requirements have been submitted to the Office of Management and Budget (OMB) for review under section 3504(h) of the Paperwork Reduction Act of 1995 (PRA 95). Respondents are not required to respond to any collection of information unless it displays a currently valid OMB control number. The following discussion provides summary information on the estimated burden hours and costs associated with the information collection or reporting requirements of this proposal. The estimates provided are rounded.

§ 62.120 Limitations on Noise Exposure

Administrative Controls

Section 62.120(c)(1) requires that when a mine operator uses administrative controls to reduce a miner's noise exposure to the PEL, the operator must post these procedures on the mine bulletin board and provide a copy to affected miners.

Metal/Nonmetal Mines
MSHA estimates that about 18 small metal/nonmetal mines, having a total of 103 miners, and about 40 large metal/nonmetal mines, having a total of 2,932 miners, would begin to use administrative controls each year to comply with the PEL. MSHA estimates that a supervisor, earning $36.50 per hour, would take 0.75 hours in small metal/nonmetal mines and 1.5 hours in large metal/nonmetal mines to write administrative controls and approve the final procedures; that a clerical worker, earning $16.16 per hour, would take 0.75 hours to type, edit, and post the controls; and that a clerical worker would take 0.05 hour to make and distribute a copy, at $0.25 per copy, of the administrative controls to the affected miner.

The total annual estimated burden for metal/nonmetal mines would be about 270 hours of which large mines would incur 240 hours and small mines would incur 30 hours. The estimated cost for metal/nonmetal mines would be about $6,580 of which large mines would incur $5,735 and small mines would incur $845.

Coal Mines
MSHA estimates that about 20 small coal mines, employing approximately 173 miners, and about 45 large coal mines, employing about 5,237 miners, would begin to use administrative controls each year to comply with the PEL. MSHA estimates that a supervisor, earning $40 per hour, would take 0.75 hours in small coal mines and 1.5 hours in large coal mines to write administrative controls and approve the final procedures; that a clerical worker, earning $16.16 per hour, would take 0.75 hours to type, edit, and post the controls; and that a clerical worker would take 0.05 hour to make and distribute a copy, at $0.25 per copy, of the administrative controls to the affected miner.

The total estimated annual burden for coal mines would be about 405 hours of which large mines would incur 365 hours and small mines would incur 40 hours. The estimated cost for coal mines would be about $10,015 of which large mines would incur $8,800 and small mines would incur $1,215.

All Mines
The total estimated annual burden for all mines would be about 675 hours at a cost of about $16,595. Here are the burden calculations.

SM M/NM 18 mines *(0.75 hr + 0.75 hr) 103 miners * .05 hr 30 hrs
LG M/NM 40 mines * (1.5 hr + 0.75 hr) 2,932 miners * .05 hr 240 hrs
SM C 24 mines *(0.75 hr + 0.75 hr) 173 miners * .05 hr 40 hrs
LG C 45 mines * (1.5 hr + 0.75 hr) 5,237 miners * .05 hr 365 hrs

Dose Determination

Section 62.120(f)(1) requires operators to evaluate each miner's noise exposure to determine if such exposure exceeds the action level, permissible exposure level, dual hearing protection level, or ceiling level.

Metal/Nonmetal Mines
MSHA estimates that about 6,218 small metal/nonmetal mines and about 1,023 large metal/nonmetal mines would perform noise exposure monitoring under the proposal. The proposal calls for sufficient monitoring to determine noise dosages received. For this reason, MSHA assumes that mine operators would conduct random testing. MSHA estimates that a miner, earning $22.60 per hour, and a supervisor, earning $36.50 per hour, would take 2 hours at small mines and 5 hours at large mines to evaluate miners' noise exposures.

The total annualized estimated evaluation time for metal/nonmetal mines would be about 3,660 hours of which large mines would incur 1,100 hours and small mines would incur 2,560 hours. The estimated annualized capital cost and annual maintenance and operating costs associated with monitoring would be about $1.6 million, of which large mines would incur $237,885 and small mines would incur $1.39 million. These figures exclude the cost of labor.

Here are the burden calculations for metal/nonmetal mines.

Small M/NM Dose Determination Calculation
Proposed: 6,218 mines * 2 hrs * 2 people * .142 3,530
Current: 1,700 mines * 2 hrs * 2 people * .142 -970
Total Hours 2,560

Large M/NM Dose Determination Calculation
Proposed: (1,023 mines * 5 hrs * 2 people * .142) 1,455
Current: (250 mines * 5 hrs * 2 people * .142) - 355
Total Hours 1,100

Coal Mines
MSHA estimates that about 1,255 small coal mines and about 890 large coal mines would perform noise monitoring to determine noise dosage under the proposal. A miner, earning $25.40 per hour, and a supervisor, earning $40 per hour, would take 2 hours at small coal mines and 5 hours at large coal mines to evaluate miners' noise exposures.

The net annual estimated evaluation time would be a reduction of about 95,400 hours of which large mines would incur 83,445 hours and small mines would incur 11,955 hours. The total estimated savings of annualized capital costs and annual maintenance and operating costs for coal mines under the proposal would be about $540,215 (excludes cost of labor) of which large mines would save $196,125 and small mines would incur a savings of $344,090.

Here are the burden calculations for coal mines.

Small Coal Dose Determination Calculation
Proposed: 1,255 mines * 2 hrs * 2 people * .142 715
Current: 12,670 miners * .25 hr * 2 people * 2/yr - 12,670
Total (11,955)

Large Coal Dose Determination Calculation
Proposed: 890 mines * 5 hrs * 2 people * .142 1,265
Current: 84,710 miners * .25 hr * 2 people * 2/yr - 84,710
Total (83,445)

The existing rule requires coal mine operators to conduct semiannual noise surveys of all coal miners. Additional savings would be derived from the elimination of existing requirements for semiannual noise surveys, written hearing conservation plans, monitoring records, supplemental noise surveys, calibration reports, survey reports, and survey certifications. MSHA estimates that it would require 0.25 hour for the supervisor to fit the miner with the dosimeter and to read it at the end of the work shift. In addition, mine operators have to conduct supplementary monitoring if a miner's exposure exceeds the PEL, keep records of monitoring, calibrate dosimeters and keep calibration records, conduct other surveys to determine sound levels in the work areas, and certify that exposures are below the PEL for miners not monitored. The estimated costs and burden hours of these existing requirements are tabulated below.

PROVISION

SMALL MINES LARGE MINES ALL COAL MINES
Hours Cost Hours Cost Hours* Cost*
Dose Deter-
mination (in-
cludes Semi-
annual Survey)
11,955 $735,090 83,445 $2,928,355 95,400 $3,663,445
Supplemental
survey
3,110 $101,300 21,900 $717,600 25,010 $818,900
Calibration
report
440 $11,190 280 $7,200 720 $18,390
Survey report 90 $2,235 60 $1,435 150 $3,670
Survey
certification
90 $2,235 60 $1,435 150 $3,670
Monitoring
record
2,530 $101,345 16,940 $677,500 19,470 $778,845
HCP 535 $17,120 405 $12,885 940 $30,005
Total 18,750 $970,515 123,090 $4,346,410 141,840 $5,316,925
* Discrepancies due to rounding.

Notification

Section 62.120(f)(2) requires that, whenever a miner's exposure exceeds the action level, PEL, dual hearing protection level or ceiling level, the operator notify the miner in writing, within 15 calendar days, of the overexposure and the corrective action being taken. The operator is required to maintain a copy of the miner's notification, or a list on which the relevant information is recorded, at the mine site for the duration of the affected miner's exposure above the action level and for at least 6 months thereafter.

It must be noted that MSHA anticipates that the task of notification would predominantly be incurred in the first year after the proposal has taken effect. Additional notification costs would be incurred when a new miner is hired and works in an area in which the noise exposure exceeds the action level, when a change occurs with machinery and the sound levels shift higher, or some similar situation occurs in which the sound levels change to a higher level. For the purposes of this analysis, MSHA has annualized the burden estimates; the Agency anticipates that 1,365 annualized hours would be incurred by metal/nonmetal mines (490, small mines; 875 large mines). MSHA estimates that about 6,218 small metal/nonmetal mines would notify about 35,300 miners and that about 1,023 large metal/nonmetal mines would notify about 75,700 miners.

MSHA estimates that about 1,255 small coal mines would notify about 9,020 miners and that about 890 large coal mines would notify about 66,668 miners. Approximately 890 annualized hours would be incurred by coal mines (120 hours, small mines; 770 hours, large mines).

MSHA estimates that a clerical worker, earning $16.16 per hour, would take 0.08 hour per miner to prepare and distribute a notification; that it would cost $0.25 per photocopy (one copy to miner, one copy to file); and that a supervisor, earning $40 per hour, would take 0.1 hour to give instructions to the clerical worker.

For the purposes of this analysis, MSHA has annualized this burden to provide a consistent measure of information collection burden hours in terms of yearly burden.

All Mines

The incremental impact on all mines of the proposed requirement for notification of exposure levels would be about 2,255 hours annualized at a cost of about $26,900.

Clerical Hours Managerial Hours ann. factor Hours
SM M/NM 35,300 miners * 0.08 hr 6,218 mines * 0.1 hr .142 490
LG M/NM 75,700 miners * 0.08 hr 1,023 mines * 0.1 hr .142 875
SM Coal 9,020 miners * 0.08 hr 1,255 mines * 0.1 hr .142 120
LG Coal 66,668 miners * 0.08 hr 890 mines * 0.1 hr .142 770

Total for § 62.120

The total estimated annual recordkeeping burden for all mines for compliance with proposed § 62.120 is tabulated below.

PROVISION COAL* METAL/NONMETAL*
Administrative Controls 405 270
Dose Determination, Misc.
Reports and Surveys
(141,840) 3,660
Notification 890 1,365
TOTAL* (140,545) 5,295
* Discrepancies due to rounding.

§ 62.130 Training

Section 62.120(b) requires miners to be trained in accordance with § 62.130 if their exposure exceeds the action level. Section 62.130(c) requires mine operators to certify the date and type of training given each miner and to retain the most recent certification at the mine site, for as long as the miner is exposed to noise exceeding the action level and for at least 6 months thereafter. Training is required at the time exposure exceeds the action level and every 12 months thereafter that the miner remains so exposed.

MSHA estimates that it would take 0.05 hour for a clerical worker, earning about $16.16 per hour, to prepare and to file the certification for each miner trained. The cost for photocopying is $0.25 per certification. It would take a supervisor, earning $36.50 per hour at metal/nonmetal mines and $40 per hour at coal mines, about 0.1 hour to give instructions to the clerical worker doing the certifications.

Metal/Nonmetal Mines

MSHA estimates that metal/nonmetal mine operators would train 35,300 miners from 6,218 small mines and 75,700 miners from 1,023 large mines.

The estimated annual recordkeeping burden for preparing training certifications would be about 6,270 hours of which large mines would incur 3,885 hours and small mines would incur 2,385 hours. The annual cost associated with training certifications would be about $143,900 of which large mines would incur $83,200 and small mines would incur $60,700.

Coal Mines

MSHA estimates that coal mine operators would train 9,020 miners from 1,255 small mines and 66,668 miners from 890 large mines.

The estimated annual recordkeeping burden would be about 4,000 hours of which large mines would incur 3,420 hours and small mines would incur 580 hours. The annual cost associated with these training certifications would be about $88,670 which large mines would incur $74,090 and small mines would incur $14,580.

All Mines

The total estimated annual recordkeeping burden for training certification would be about 10,270 hours (7,310 at large mines; 2,960 at small mines) at a cost of about $232,570.

Here are the burden calculations.

Clerical Labor Cost Managerial Labor Cost Hours
SM M/NM 35,300 miners * 0.05 hr 6,218 mines * 0.1 hr 2,385
LG M/NM 75,700 miners * 0.05 hr 1,023 mines * 0.1 hr 3,885
SM Coal 9,020 miners * 0.05 hr 1,255 mines * 0.1 hr 580
LG Coal 66,668 miners * 0.05 hr 890 mines * 0.1 hr 3,420

§ 62.140 Audiometric Testing Program

Section 62.140(b)(1) requires mine operators to obtain a valid baseline audiogram of the miner's hearing acuity within 6 months of including a miner in an HCP and annually thereafter as long as the miner is enrolled in the HCP. Where mobile test vans are used to meet the audiometric test requirements, the operator may obtain a valid baseline audiogram within 12 months. Audiograms cost about $30 and take about 1.0 hour. Metal/nonmetal miners earn about $22.60 per hour and coal miners earn about $25.40 per hour.

Section 62.140(b)(3) requires operators to inform miners of the need to avoid high levels of noise for the 14 hours immediately before taking a baseline audiogram. MSHA estimates that it would take 0.08 hour to notify each miner of the need to appear for an audiogram and what to do prior to the audiogram, and that it would take 0.1 hour for a supervisor to give instructions to the clerical worker for each mine.

The following table summarizes the number of mines and miners which would be impacted by this proposal. These numbers are based upon enforcement data collected by MSHA (March 1991 - March 1995). The figures take into consideration the percent of mines which voluntarily have an audiometric program. (MSHA estimates that 5% of small mines and 20% of large mines have one.)

Number of ...

M/NM Mines Coal Mines
Small Large Small Large
Miners 13,779 22,328 3,851 25,007
Mines 2,430 301 536 334

Metal/Nonmetal Mines

The estimated burden for baseline and annual audiometric testing for metal/nonmetal mines is tabulated below.

Provision


Small Mines Large Mines All M/NM Mines
Hours Cost Hours Cost Hours* Cost*
Baseline &
annual
13,780 $724,800 22,330 $1,174,500 36,110 $1,899,300
Notify re: quiet 1,345 $30,120 1,820 $35,550 3,165 $65,670
TOTAL* 15,125 $754,920 24,150 $1,210,050 39,275 $1,964,970
* Discrepancies due to rounding.

Coal Mines

The estimated burden for baseline and annual audiometric testing for coal mines is tabulated below. About 2% of coal miners are audiometrically tested under the requirements of the existing rule. This small existing burden is factored into the estimates shown.

Provision


Small Mines Large Mines All Coal Mines
Hours Cost Hours Cost Hours* Cost*
Audiograms 3,790 $209,200 24,470 $1,355,290 28,260 $1,564,490
Notification 360 $8,100 2,035 $39,850 2,395 $47,950
TOTAL* 4,150 $217,300 26,505 $1,395,140 30,655 $1,612,440
* Discrepancies due to rounding.

All Mines

The net impact of these provisions on all mines would be an annual burden of about 69,930 hours (50,655 at large mines; 19,275 at small mines) at a cost of about $3.58 million ($2.6 million at large mines; $972,220 at small mines).

Here are the burden calculations.

Hours Calculation (Audiograms-proposal) Net Hours
SM M/NM 13,779 miners * 1 hr 13,779
LG M/NM 22,328 miners * 1 hr 22,328
SM Coal 3,851 miners * 1 hr 3,851
LG Coal 25,007 miners * 1 hr 25,007

Hours Calculation (Audiograms-current) Net Hours
SM Coal 74 miners * 1 hr 74
LG Coal 540 miners * 1 hr 540

Clerical Hours Managerial Hours Hours
SM M/NM 13,779 miners * 0.08 hr 2,430 mines *0.1 hr 1,345
LG M\NM 22,328 miners *0.08 hr 301 mines *0.1 hr 1,820
SM Coal 3,851 miners *0.08 hr 536 mines * 0.1 hr 360
LG Coal 25,007 miners *0.08 hr 334 mines *0.1 hr 2,035

§ 62.150 Audiometric Test Procedures

Section 62.150(b) requires the operator to obtain from the physician, audiologist, or qualified technician who conducts the audiometric test, a certification that the testing was conducted in accordance with a scientifically validated procedure. Section 62.150(c) requires operators to compile an audiometric test record including: 1) Name and job classification of the miner who has undergone the audiometric test; 2) A copy of the miner's original baseline, annual, and revised baseline audiograms; 3) Certifications of training; 4) Any exposure determination for the miner; and 5) The results of any follow-up examination.

MSHA estimates the following numbers of miners and mines to be impacted by this provision.

Number of ...

M/NM Mines Coal Mines
Small Large Small Large
Miners 13,779 22,328 3,851 25,007
Mines 2,430 301 536 334

Metal/Nonmetal Mines

MSHA estimates that a secretary, earning $16.16 per hour, would take about 0.08 hour to process a certification and would take 0.05 hour to compile a test record. The Agency estimates that 0.1 hour would be needed for a mine operator, earning $36.50 per hour to provide instructions to the secretary. The total estimated recordkeeping burden for metal and nonmetal mines would be about 5,245 hours of which large mines would incur 2,970 hours and small amines would incur 2,275 hours. The total estimated cost would be about $113,835.

Coal Mines

MSHA estimates that a secretary, earning $16.16 per hour, would take about 0.08 hour to process a certification and would take 0.05 hour to compile a test record. The Agency estimates that 0.1 hour would be needed for a mine operator, earning $40 per hour, to provide instructions to the secretary. The total estimated recordkeeping burden for coal mines would be 3,935 hours of which large mines would incur 3,325 hours and small mines would incur 610 hours. The total estimated cost would be $82,000.

All Mines

The net impact of these provisions on all mines would be an annual burden of about 9,175 hours (6,290 at large mines; 2,885 at small mines) at a cost of about $195,835 ($127,925 at large mines; $67,910 at small mines).

The following table summarizes the burden of this section.

Hours SM M/NM LG M/NM SM Coal LG Coal Total*
Audio. Record 930 1,150 250 1,285 3,615
Certification 1,345 1,820 360 2,035 5,560
Total 2,275 2,970 610 3,320 9,175
* Discrepancies due to rounding.

Here are the burden calculations.

Certification Clerical Hours Managerial Hours Hours
SM M/NM 13,779 miners *0.08 hr 2,430 mines *0.1 hr 1,345
LG M/NM 22,328 miners *0.08 hr 301 mines *0.1 hr 1,820
SM Coal 3,851 miners *0.08 hr 536 mines *0.1 hr 360
LG Coal 25,007 miners *0.08 hr 334 mines *0.1 hr 2,035

Audiometric
Test Record
Clerical Hours

Managerial Hours

Hours

SM M/NM 13,779 miners * 0.05 hr 2,430 mines * 0.1 hr 930
LG M/NM 22,328 miners * 0.05 hr 301 mines * 0.1 hr 1,150
SM Coal 3,851 miners * 0.05 hr 536 mines * 0.1 hr 250
LG Coal 25,007 miners * 0.05 hr 334 mines * 0.1 hr 1,285

§ 62.160 Evaluation of Audiogram Section 62.160(a)(1) requires the operator to inform persons evaluating audiograms of the requirements of this part and to provide them with a copy of the miner's audiometric test records. Section 62.160(d) requires a follow-up audiogram when in the judgment of the audiologist or physician the standard threshold shift revealed by the annual audiogram is permanent or the hearing threshold shown in the annual audiogram indicates significant improvement over the baseline audiogram.

Metal/Nonmetal Mines

MSHA estimates that a secretary, earning $16.16 per hour, would take 0.08 hour to photocopy a miner's audiometric test records and would take about 0.05 hour to inform the physician. MSHA also estimates that a mine operator, earning $36.50 per hour, would spend about 0.1 hour per mine per year to instruct the secretary on preparing these documents. An audiometric retest would take a miner, earning about $22.60 per hour, about 1.5 hours and would cost about $50. The total estimated recordkeeping burden for metal and nonmetal mines would be 12,010 hours of which large mines would incur 7,155 hours and small mines would incur 4,855 hours. The total estimated cost would be $492,215.

Coal Mines

MSHA estimates that a secretary, earning $16.16 per hour, would take 0.08 hour to photocopy a miner's audiometric test records and would take about 0.05 hour to inform the physician. MSHA also estimates that a mine operator, earning $40 per hour, would spend about 0.1 hour per mine per year to instruct the secretary on preparing these documents. An audiometric retest would take about 1.5 hours and would cost about $50. A coal miner earns about $25.40 per hour. The total estimated recordkeeping burden for coal mines would be 9,345 hours of which large mines would incur 8,015 hours and small mines would incur 1,330 hours. The total estimated cost would be $400,000.

All Mines

The net impact of these provisions on all mines would be an annual burden of about 21,355 hours (15,170 at large mines; 6,185 at small mines) at a cost of about $892,175 ($637,605 at large mines; $254,610 at small mines). The following table summarizes the burden estimates of this section.

Small M/NM Large M/NM Small Coal Large Coal Total*
Audio. Retests 2,580 4,185 720 4,690 12,175
Copy Audiogram 1,345 1,820 360 2,035 5,560
Provide Info 930 1,150 250 1,290 3,620
Total 4,855 7,155 1,330 8,015 21,355
* Discrepancies due to rounding.

The following table provides the number of miners and mines which are affected by the retesting requirement.

Number of... Small M/NM Large M/NM Small Coal Large Coal
Miners 1,720 2,790 481 3,126
Mines 304 38 70 40

The assumptions relative to the percent of mines which now voluntarily provide an audiometric testing program are reflected in the above numbers.

Here are the burden calculations.

Provide
Info.
Clerical Hours Managerial Hours Hours
SM M/NM 13,779 miners * 0.05 hr 2,430 mines * 0.1 hr 930
LG M/NM 22,328 miners * 0.05 hr 301 mines * 0.1 hr 1,150
SM Coal 3,851 miners * 0.05 hr 536 mines * 0.1 hr 250
LG Coal 25,007 miners * 0.05 hr 334 mines * 0.1 hr 1,290

Copy Clerical Hours Managerial Hours Hours
SM M/NM 13,779 miners * 0.08 hr 2,430 mines * 0.1 hr 1,345
LG M/NM 22,328 miners * 0.08 hr 301 mines * 0.1 hr 1,820
SM Coal 3,851 miners * 0.08 hr 536 mines * 0.1 hr 360
LG Coal 25,007 miners * 0.08 hr 334 mines * 0.1 hr 2,035

Retests Hours Calculation Hours
SM M/NM 1,720 miners * 1.5 hrs 2,580
LG M/NM 2,790 miners * 1.5 hrs 4,185
SM Coal 480 miners * 1.5 hrs 720
LG Coal 3,126 miners * 1.5 hrs 4,690

§ 62.170 Follow-up Evaluation

Section 62.170(a) requires the operator to refer the miner for a clinical audiological evaluation or an otological examination if a valid audiogram cannot be obtained due to a medical pathology caused or aggravated by the miner's exposure to noise or the wearing of hearing protectors.

Section 62.170(b) requires the operator to inform the miner of the need for an otological examination if a valid audiogram cannot be obtained due to a medical pathology of the ear which is unrelated to the miner's exposure to noise or the wearing of hearing protectors.

Section 62.170(c) requires the operator to instruct the physician or audiologist not to reveal to the operator any specific findings or diagnoses unrelated to the miner's exposure to noise or the wearing of hearing protectors without the written consent of the miner.

Metal/Nonmetal Mines

MSHA estimates that it would take a clerical worker, earning $16.16 per hour, an average of 0.08 hour to prepare a written notice to inform physicians or audiologists of information relating to the otological exam and of what information to reveal. The clerical worker, earning $16.16 per hour, would take about 0.08 hour to prepare a notice to the miner regarding the otological exam. MSHA further estimates that about 0.1 hour would be needed by a mine operator, earning $36.50 per hour, to instruct the secretary on how to prepare this information. Otological exams cost about $250. The Agency estimates that 5% of retested miners would need to have an otological exam. Metal/nonmetal mine operators would send 90 miners from small mines and 174 miners from large mines. Metal/nonmetal miners earn an average of $22.60 per hour.

MSHA estimates that metal/nonmetal mine operators would need 570 hours to meet these requirements. This total burden estimate includes the time for the otological exam, time to prepare the notice to the physician, and time to prepare the notice to the miner. Small metal/nonmetal mines would need about 200 hours and $26,950 to comply. Large metal/nonmetal mines would use about 370 hours and $51,915.

Coal Mines

MSHA estimates a clerical worker, earning $16.16 per hour, would take an average of 0.08 hour to prepare a written notice to inform physicians or audiologists of information relating to the otological exam and of what information to reveal. The clerical worker, earning $16.16 per hour, would take about 0.08 hour to prepare a notice to the miner regarding the otological exam. MSHA further estimates that a mine operator, earning $40 per hour, would need about 0.1 hour a year to instruct the secretary on how to prepare this information. Otological exams cost about $250. The Agency estimates that 5% of retested miners would need to have an otological exam. About 470 hours and $66,915 would be needed by coal operators to comply with these requirements. Small mines would need 55 hours and $7,330. Large coal mines would need 425 hours and $59,120. About 24 miners from small mines and 196 miners from large mines would need an otological exam; coal miners earn an average of $25.40 per hour.

All Mines

The net impact of these provisions on all mines would be an annual burden of about 1,045 hours (795 at large mines; 250 at small mines) at a cost of about $145,780 ($111,500 at large mines; $34,280 at small mines).

The following table presents the number of mines and miners which would be impacted by this provision.

Number of... Small M/NM Large M/NM Small Coal Large Coal
Miners 90 174 24 196
Mines 15 2 4 3

Here are the burden calculations.

Otological Exams Hours Calculation Hours
SM M/NM Hours Calculation90 miners * 2 hrs 180
LG M/NM Hours Calculation174 miners * 2 hrs 344
SM Coal Hours Calculation24 miners * 2 hrs 48
LG Coal Hours Calculation196 miners * 2 hrs 392

Notice* Clerical Hours Managerial Hours Hours
SM M/NM 90 miners * 0.08 hr 15 mines *0.1 hr 9
LG M/NM 174 miners *0.08 hr 2 mines *0.1 hr 15
SM Coal 24 miners *0.08 hr 4 mines * 0.1 hr 2.4
LG Coal 196 miners *0.08 hr 3 mines *0.1 hr 16
* Calculation used to compute hours for notice to audiologist (or doctor) and for notice to miner.

§ 62.180 Follow-up Corrective Measures

Section 62.180(a) requires the operator to retrain the miners, to refit the miners with HPDs, and to review the effectiveness of any engineering and administrative controls to identify and correct any deficiencies if an STS is detected in a miner.

Review Administrative/Engineering Controls

Metal/Nonmetal Mines

MSHA estimates that it would take a mine operator of a small mine, earning $36.50 per hour, 0.75 hour to identify and correct any deficiencies of engineering and administrative controls; for a large mine, MSHA anticipates that 1.5 hours would be needed by a mine operator, earning $36.50 per hour. In addition, a clerical worker, earning $16.16 per hour, would need 0.5 hour at a small mine and 0.75 hour at a large mine to type and edit the administrative controls. The total estimated burden for metal and nonmetal mines would be about 100 hours (80 hours for large mines and 20 hours for small mines). MSHA estimates that 15 small mines and 35 large mines would perform this task. The cost for metal and nonmetal mines would be $2,875.

Coal Mines

MSHA estimates that a mine operator, earning $40 per hour, would spend 0.75 hour to review administrative controls at small mines; at large mines, a mine operator, earning $40 per hour, would spend 1.5 hours reviewing administrative controls. In addition, a secretary, earning $16.16 per hour, would spend 0.5 hour at a small mine and 0.75 hour at a large mine typing and editing the administrative controls. The total estimated burden for coal mines would be about 115 hours (90 hours, large mines; 25 hours, small mines). About 20 small mines and 40 large mines would perform this task. Coal's estimated cost would be $3,645.

All Mines

The net impact of this provision on all mines would be an annual burden of about 215 hours (170 at large mines; 45 at small mines) at a cost of about $6,520 ($5,240 at large mines; $1,280 at small mines).

Here are the burden calculations.

Managerial Labor Hours Clerical Labor Hours Hours
SM M/NM 15 mines * .75 hr 15 mines * 0.5 hr 20
LG M/NM 35 mines * 1.5 hr 35 mines * 0.75 hr 80
SM Coal 20 mines * .75 hr 20 mines * 0.5 hr 25
LG Coal 40 mines * 1.5 hr 40 mines * 0.75 hr 90

Refit/Retrain Miners (Retraining Certification)

Metal/Nonmetal Mines

The Agency estimates that a clerical worker, earning $16.16 per hour, would take about 0.05 hour to prepare and file a training certification for each miner. MSHA estimates that metal and nonmetal mines would use 265 hours (90 for small mines and 175 for large mines). About 320 small mines would retrain 1,808 miners and 50 large mines would retrain 3,491 miners. The estimated cost of compliance is $5,600.

Coal Mines

MSHA estimates that a clerical worker, earning $16.16 per hour, would take about 0.05 hour to prepare and file a training certification for each miner. About 220 hours would be spent in complying with this provision (25, small mines; 195, large mines). Compliance would cost about $4,680. MSHA estimates that 70 small mines would retrain 507 miners and 50 large mines would retrain 3,108 miners.

All Mines

The net impact of this provision on all mines would be an annual burden of about 485 hours (370 at large mines; 115 at small mines) at a cost of about $6,520 ($5,240 at large mines; $1,280 at small mines).

Here are the burden calculations.

Retraining Certification Hours
SM M/NM 1,808 miners * 0.05 hr 90
LG M/NM 3,491 miners * 0.05 hr 175
SM Coal 507 miners * 0.05 hr 25
LG Coal 3,908 miners * 0.05 hr 195

§ 62.190 Notification of Results

The Agency estimates this section would cost $128,710 and would involve 6,300 hours for compliance. All parts of this section are new. Section 62.190 requires that within 21 calendar days of receiving the results of an audiogram or follow-up evaluation, the operator would be required to notify the miner of the results and interpretation of the audiometric test, including any finding of an STS or reportable hearing loss; and if applicable the need and reasons for any further testing or evaluation.

Notification of Audiometric Test Results

Metal/Nonmetal Mines

MSHA estimates that it would take a clerical worker, earning $16.16 per hour, about five minutes per miner to provide the results. MSHA also estimates that a mine operator, earning $36.50 per hour, would take about 0.1 hour per mine per year to instruct the secretary on how to prepare the results. The total estimated recordkeeping burden for metal and nonmetal mines would be 3,165 hours of which large mines would incur 1,820 hours and small mines would incur 1,345 hours. The total estimated cost would be $65,670 ($30,120 for small mines and $35,550 for large mines). MSHA estimates that 13,779 miners of 2,430 small mines and 22,328 miners of 301 large mines would be notified.

Coal Mines

MSHA estimates that it would take a clerical worker, earning $16.16 per hour, five minutes per miner to prepare the results. It would take a mine operator, earning $40 per hour, about 0.1 hour per year to give instructions to the clerical worker on how to perform this task. The total estimated recordkeeping burden for coal mines would be 2,395 hours of which large mines would incur 2,035 hours and small mines would incur 360 hours. The total estimated cost would be $47,990 ($8,100 for small mines, $39,890 for large mines). This provision would impact 3,851 miners of 536 small mines and 25,007 miners of 334 large mines.

Notification of an STS

Metal/Nonmetal Mines

MSHA further estimates that it would take a clerical worker, earning $16.16 per hour, about five minutes per miner for the results of an STS to be prepared and it would take a mine operator, earning $36.50 per hour, average of 0.1 hour to give instructions to the clerical worker and to approve the final notification. MSHA estimates that 4,777 metal/nonmetal miners (1,812 from small mines, 2,965 from large mines) would receive notification regarding the finding of an STS or of the need for an otological exam; of these numbers 90 miners from 15 small mines would be notified regarding the need for an otological exam and 174 miners of 2 large mines would be notified about an otological exam. The total estimated recordkeeping burden for metal and nonmetal mines would be 420 hours of which 50 large mines would incur 240 hours and 320 small mines would incur 180 hours. The total estimated cost would be $8,670 ($3,950 for small mines and $4,720 for large mines).

Coal Mines

MSHA further estimates that it would take a clerical worker, earning $16.16 per hour, about five minutes per miner for the results of an STS to be prepared and it would take a mine operator, earning $40 per hour, average of 0.1 hour to give instructions to the clerical worker and to approve the final notification. The total estimated recordkeeping burden for coal mines would be 320 hours of which large mines would incur 270 hours and small mines would incur 50 hours. The total cost would be $6,380 ($1,070 for 73 small mines and $5,310 for 44 large mines). MSHA estimates that about 3,827 coal miners (505 from small mines and 3,322 from large mines) would be notified regarding an STS or regarding the need for an otological exam annually.

All Mines

The net impact of these provisions on all mines would be an annual burden of about 6,300 hours (4,365 at large mines; 1,935 at small mines) at a cost of about $131,520 ($88,000 at large mines; $43,720 at small mines).

The following table summarizes the number of miners who would receive a notification regarding an STS or the need for an otological exam.

Notifications SM M/NM LG M/NM SM COAL LG COAL
# w/ STS 1,722 2,791 481 3,126
# Oto. exam 90 174 24 196
Total 1,812 2,965 505 3,322

Here are burden calculations.

Clerical Hours Managerial Hours Hours
SM M/NM (1,722 + 90) miners * 0.08 hr 320 mines * 0.1 hr 180
LG M/NM (2,791 + 174) miners * 0.08 hr 40 mines * 0.1 hr 240
SM Coal (481 + 24) miners *0.08 hr 73 mines * 0.1 hr 50
LG Coal (3,126 + 196) miners *0.08 hr 44 mines * 0.1 hr 270

Clerical Hours Managerial Hours Hours
SM M/NM 13,779 miners * 0.08 hr 2,430 mines *0.1 hr 1,345
LG M/NM 22,328 miners *0.08 hr 301 mines *0.1 hr 1,820
SM Coal 3,851 miners *0.08 hr 536 mines * 0.1 hr 360
LG Coal 25,007 miners *0.08 hr 334 mines *0.1 hr 2,035

The Agency is requesting data from the public on whether to use a hearing loss measure of less than 25 dB.

Notification to MSHA of an STS

Section 62.190(b) requires the operator to report to MSHA a hearing loss of 25 dB or greater in accordance with part 50. The burden for reporting a hearing loss of 25 dB or greater would be included in the part 50 paperwork burden hour estimates.

§ 62.200 Access to Records

Proposed § 62.200(a) would require the operator to provide access to all required records under this part to the authorized representatives of the Secretaries of Labor and Health and Human Services and the operator also would be required to provide, within 15 calendar days of the request, access to records to the miner, former miner, or miner's designated representative. The proposal also would require the operator to provide the miner or the miner's representative access to training records and to miner's notification of exposure. Section 62.200(b) requires the operator to provide the miner with a copy of all records that the operator is required to maintain upon termination of employment.

Metal/Nonmetal Mines

MSHA estimates that a secretary, earning $16.16 per hour, would take about 0.1 hour per record to process an access request. In addition, MSHA estimates that a mine operator, earning $36.50 per hour, would take an average of 0.1 hour annually to provide the secretary with instructions. Photocopying would cost about $0.25 per file. The total estimated burden for metal and nonmetal mines would be 1,000 hours of which large mines would incur 560 hours and small mines would incur 440 hours. The total estimated cost would be about $18,865 ($8,375 for small mines and $10,490 for large mines).

Coal Mines

The Agency estimates that a secretary, earning $16.16 per hour, would take about 0.1 hour per record to process an access request. In addition, MSHA estimates that a mine operator, earning $40 per hour, would take an average of 0.1 hour annually to provide the secretary with instructions. The total estimated burden for coal mines would be 255 hours of which large mines would incur 195 hours and small mines would incur 60 hours. The total estimated cost would be $4,845 ($1,190 for small mines and $3,655 for large mines). Photocopying would cost about $0.25 per file.

All Mines

The net impact of this provision on all mines would be an annual burden of about 1,255 hours (755 at large mines; 500 at small mines) at a cost of about $23,690 ($14,130 at large mines; $9,560 at small mines).

Here are the burden calculations.

Clerical Hours Managerial Coat Hours
SM M/NM (353 + 4,021 miners) * 0.1 hr 62 mines * 0.1 hr 440
LG M/NM (757 + 4,844 miners) * 0.1 hr 10 mines * 0.1 hr 560
SM Coal (90 + 523 miners) * 0.1 hr 15 mines * 0.1 hr 60
LG Coal (667 + 1,267 miners) * 0.1 hr 10 mines * 0.1 hr 195

§ 62.210 Transfer of Records

Section 62.210(a) requires the operator to transfer all records required to be maintained by this part to a successor operator whenever an operator ceases to do business.

Metal/Nonmetal Mines

MSHA estimates that it would take a secretary, earning $16.16 per hour, an average of 0.25 hour for small mines to transfer records and one hour for a large mine. MSHA also estimates that 0.1 hour would be required per mine for the mine operator, earning $36.50 per hour, to provide instructions to the secretary. Annually, 5.8% of small metal/nonmetal mines and 1% of large metal/nonmetal mines close; this translates into 360 small mines and 10 large mines which would perform this task each year. The total estimated burden for metal and nonmetal mines would be 135 hours of which large mines would incur 10 hours and small mines would incur 125 hours. The total estimated cost would be about $2,950.

Coal Mines

The Agency estimates that it would take a secretary, earning $16.16 per hour, an average of 0.25 hour at a small mine to transfer records and one hour at a large mine. MSHA also estimates that 0.1 hour would be required per mine for the mine operator, earning $40 per hour, to provide instructions to the secretary. Annually, 12.5% of small coal mines and 4.7% of large coal mines close; this translates into 160 small mines and 40 large mines which would perform this task each year. The total estimated burden for coal mines would be 100 hours of which large mines would incur 40 hours and small mines would incur 60 hours. The total estimated cost would be about $2,090.

All Mines

The net impact of this provision on all mines would be an annual burden of about 235 hours (50 at large mines; 185 at small mines) at a cost of about $5,040.

Here are the burden calculations.

Clerical Hours Managerial Coat Hours
SM M/NM 361 mines * 0.25 hr 361 mines * 0.1 hr 125
LG M/NM 10 mines * 1 hr 10 mines * 0.1 hr 10
SM Coal 160 mines * 0.25 hr 160 mines * 0.1 hr 60
LG Coal 40 mines * 1 hr 40 mines * 0.1 hr 40

Summary

The following chart summarizes MSHA's estimates by section in tabular form. All numbers have been rounded.

TABLE VII-2: Distribution of Burden Hours by Commodity
TASK COAL METAL/NONMETAL
62.120 Limitations on Noise Exposure (140,545) 5,295
62.130 Training 4,000 6,270
62.140 Audiometric Testing Program 30,655 39,275
62.150 Audiometric Test Procedures 3,930 5,245
62.160 Evaluation of Audiograms 9,340 12,015
62.170 Followup Evaluation 475 570
62.180 Followup Corrective Measures 335 365
62.190 Notification of Results 2,715 3,585
62.200 Access to Records 255 1,000
62.210 Transfer of Records 100 135
TOTAL (discrepancies due to rounding) (88,740) 73,755

Alternatively, the paperwork hours may be distributed between small and large mines. The following table provides this analysis.

TABLE VII-3: Distribution of Burden Hours by Mine Size
TASK SMALL LARGE
62.120 Limitations on Noise Exposure (15,510) (119,740)
62.130 Training 2,965 7,305
62.140 Audiometric Testing Program 19,270 50,660
62.150 Audiometric Test Procedures 2,885 6,290
62.160 Evaluation of Audiograms 6,185 15,170
62.170 Followup Evaluation 250 800
62.180 Followup Corrective Measures 160 540
62.190 Notification of Results 1,935 4,365
62.200 Access to Records 500 755
62.210 Transfer of Records 185 50
TOTAL (discrepancies due to rounding) 18,825 (33,805)

The proposal would result in a decrease of 14,985 hours from the current paperwork requirements. Metal/nonmetal mines would spend an additional 73,755 hours but coal mines would use 88,740 fewer hours for compliance. The proposed rule would result in a net cost of $8.3 million.